YASEMIN TUZUN at LPL FINANCIAL LLC – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

 

 

CRD# 4401197

Disclosure #1 for YASEMIN TUZUN

    • eventDate: 4/15/1995
    • Disclosure Type: Criminal
    • Disclosure Resolution: Final Disposition
    • Disclosure Detail :: criminalCharges :: Charges: 1. PL 155.25 PETIT LARCENY MISDEMEANOR-NOT GUILTY 2. PL 240.20 CRIMINAL POSS STOLEN PROP 5TH DEGREE-MISDEMEANOR-GUILTY 4. NOT INVESTMENT RELATED
    • Charge Type: MISDEMEANOR
    • Disposition: PL 155.25 – DISMISSED 9/15/1995 PL 240.20 – CONVICTED 9/15/1995 FINE $200.00 MS $45 PAID 10/05/2001
    • Broker Comment: SHOPPING IN LORD & TAYLOR WITH MY FRIEND AND TWO EXCHANGE STUDENTS WE JUST MET IN NY WHO UNKNOWN TO ME WERE SHOPLIFTING. ONE STUDENT ASKED ME TO HOLD A BAG WHILE SHE CONTINUED SHOPPING. WE WERE ARRESTED AND CHARGED WITH A MISDEMEANOR. COURT APPOINTED ATTORNEY SUGGESTED I PLEAD AND PAY FINE.

Should I file a FINRA complaint against brokers like YASEMIN TUZUN?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update – 2022.11.15If you have suffered investment losses that may have been caused by YASEMIN TUZUN’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!


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Frequently Asked Questions About YASEMIN TUZUN

What is YASEMIN TUZUN’s Central Registration Depository (CRD) Number?

Which firm is YASEMIN TUZUN associated with?

LPL FINANCIAL LLC

Where is YASEMIN TUZUN located?

5235 GIBSON STREET, HOUSTON, TX, 77007

Where can I find more details about YASEMIN TUZUN’s Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/6413 to read a detailed report for LPL FINANCIAL LLC

Are there any disclosures, allegations or complaints filed against YASEMIN TUZUN?

Yes. There are disclosures, allegations, or complaints filed against YASEMIN TUZUN. Click here to view all details

Where can I download a detailed FINRA report for YASEMIN TUZUN?

Click here to download a detailed FINRA report for YASEMIN TUZUN

Is it safe to do business with YASEMIN TUZUN?

We’re not sure. Please research YASEMIN TUZUN’s disclosures, allegations and complaints before taking a decision




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