RedFlags, Allegations and Complaints against YUJI TAKATA
Disclosure #1 for YUJI TAKATA
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- Event Date: 10/27/2008
- Disclosure Type: Criminal
- Resolution: Final Disposition
- criminalCharges :: Charges: UNLAWFUL COUNTERFEITING OF A REGISTRATION STICKER (FELONY).
- Disposition: Reduced
- Broker Comment: IN 2008, I WAS REQUIRED TO RENEW MY ANNUAL LICENSE AND VEHICLE REGISTRATION. IN ILLINOIS, CAR OWNERS MUST PRESENT THE ILLINOIS SECRETARY OF STATE’S OFFICE WITH PROOF OF PASSING AN EMISSIONS TEST PRIOR TO BEING ISSUED A VEHICLE REGISTRATION STICKER FOR THE CAR’S LICENSE PLATE. BEING A RECENT COLLEGE GRADUATE WITH LITTLE MONEY, I WAS DRIVING AN OLDER VEHICLE, WHICH FAILED THE EMISSIONS TEST, EVEN AFTER REPEATED TRIPS TO A MECHANIC. DURING THIS REMEDIAL PROCESS, MY REGISTRATION EXPIRED. TO AVOID GETTING YET ANOTHER TICKET WHILE MY CAR WAS UNATTENDED AND PARKED, I PUT A POST-IT NOTE ON THE LICENSE PLATE THAT SERVED AS A MAKESHIFT MODIFIED REGISTRATION STICKER. FORGETTING ABOUT THE MAKESHIFT STICKER ON MY LICENSE PLATE, AS I DROVE THE CAR ONE DAY I WAS QUESTIONED BY A POLICE OFFICER DURING A ROUTINE STOP. CONCERNED THAT MY MAKESHIFT STICKER WAS A BIGGER ISSUE, THE OFFICER CHARGED ME WITH A FELONY-ATTEMPTED FORGERY OF A GOVERNMENT DOCUMENT. IN COURT, THE JUDGE CONSIDERED ALL THE FACTS AND MOVED THE CASE TO TRAFFIC COURT WHERE THE CHARGE WAS REDUCED TO A MISDEMEANOR. I PERFORMED COMMUNITY SERVICE AND PAID THE COURT FEES.
Should I file a FINRA complaint against brokers like YUJI TAKATA?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by YUJI TAKATA’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
Frequently Asked Questions About YUJI TAKATA
What is YUJI TAKATA’s Central Registration Depository (CRD) Number?
Which firm is YUJI TAKATA associated with?
PERFORMANCE TRUST CAPITAL PARTNERS, LLC
Where is YUJI TAKATA located?
1654 S. KING ST., HONOLULU, HI, 96826
Where can I find more details about YUJI TAKATA’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/36155 to read a detailed report for PERFORMANCE TRUST CAPITAL PARTNERS, LLC
Are there any disclosures, allegations or complaints filed against YUJI TAKATA?
Where can I download a detailed FINRA report for YUJI TAKATA?
Is it safe to do business with YUJI TAKATA?
We’re not sure. Please research YUJI TAKATA’s disclosures, allegations and complaints before taking a decision
Originally reported on November 16, 2022 @ 12:52 am
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